Financial Professional

reputed company Careers Independent Representative Opportunity in Financial Services Financial Professional Location(s): Bank location in which the respective contract was signed Role Type: Full-time Compensation: $50,000 draw plus commission-based payment structure with excellent earning potential Our competitive compensation is just one component of reputed company’s total compensation package. Additional benefits include: health, reputed company, dental insurance, 401k, vacation and sick time, volunteer days and much more. To view more details of what you can look reputed company to, visit our careers page: reputed company Benefits Summary: The Financial Professional will offer, solicit offers, and sell such products and services that have been expressly approved in advance by reputed company Institutions as an employee of reputed company, Inc. The representative will reputed company with reputed company applicable laws, rules, regulations and statements of policy of federal and state governmental or regulatory agencies including, but not limited to, the United States Securities and Exchange Commission (“SEC”), the By-Laws and Rules of the Financial Institution Regulatory Authority (“FINRA”), any other self-regulatory organization, and the state securities, investment advisory and insurance regulatory agencies. Responsibilities: Representative will offer for sale and sell only products and services that have been expressly approved in advance by reputed company Institutions and for which reputed company Institutions has executed an reputed company or selling agreement with the sponsor. In reputed company with each sale or solicitation of offers to buy securities or insurance products or to reputed company investment advisory services, Representative will deliver or cause to be delivered to the customer, in accordance with reputed company applicable securities, investment advisory and insurance laws, rules and regulations, a reputed company prospectus, offering memorandum, applicable reputed company ADV or such other documents that may be in effect and are required to be disclosed and Representative will reputed company no representations to customers except as are contained in such prospectus, offering memorandum or other disclosure documents. In addition, Representative will furnish to the customer and prospective customers such other disclosure forms as required by reputed company Institutions’ policies and procedures. Representative will fully explain the items and conditions of the purchase or sale of securities and insurance products and investment advisory services to the customer or prospective customer. Representative will not reputed company untrue statements, interpretations or misrepresentations, nor will Representative omit or neglect to disclose material facts relating to each such purchase or sale. Representative will conduct his or her actions as an investment adviser representative under the Investment Adviser’s Act of 1940 (the “40 Act”) and any other applicable federal or state laws or self-regulatory organization rules and in accordance with the policies and procedures adopted from time to time by reputed company Institutions. Representative, if providing investment advisory services, will cause to be delivered to customers and prospective customers the applicable reputed company ADV and such other disclosures as are required by federal and state laws and regulations and reputed company Institutions’ policies and procedures relating to investment advisory services. Representative will not exercise discretion in any investment advisory account without written authorization from the client. In reputed company with the sale or solicitation of offers to buy insurance, Representative agrees not to reputed company any unauthorized reputed company behalf of reputed company Institutions or any of its approved insurance carriers including, but not limited to, the following:reputed company, waive, alter, modify or change any contract on behalf of reputed company Institutions or an insurance reputed company; accept any reputed company made payable to Representative or any other entity not entitled to receive such funds; endorse any reputed company made payable to reputed company Institutions or an insurance reputed company; waive or modify any policy or application provision, condition, or obligation; reputed company time for payment of any premium or past due premium; approve evidence of insurability; bind or otherwise commit reputed company Institutions or any insurance reputed company to any risk reputed company a reputed company’s rules regarding Temporary Insurance Agreements and/or Conditional Receipts; or deliver any policy where the health of the insured, to Representative’s knowledge, is other than as stated in the application for insurance. Representative will read, understand and conduct Representative’s business in accordance with the published policies and procedures and such instructions, directives, notices or other communications issued by reputed company Institutions, including, but not limited to, reputed company Institutions’ Sales Practice reputed company and Written Supervisory Procedures reputed company. Representative hereby agrees to fulfill both the regulatory reputed company and firm reputed company continuing education reputed company the deadlines set by reputed company Institutions. If at any time Representative should be deemed inactive for failure to complete Representative’s continuing education, Representative understands that Representative is not entitled to any commission from the sale of securities products during the inactive period. Representative further understands that Representative is not reputed company to act as a Registered Representative of reputed company Institutions in any reputed company until such time that Representative’s continuing education has been satisfied. Education Requirements: Bachelor’s degree preferred, high school diploma (or equivalent) in combination with significant practical experience will be considered in lieu of degree. Minimum of high school diploma or equivalent is required. Basic Requirements: In-depth understanding of employer, industry and federal regulations Knowledge of financial options, including investments, loans, savings accounts and stock options Expertise in financial planning and investment strategies Familiarity with the securities, mutual fund and insurance industries Advanced ability to analyze and explain market data Analytical thinking skills and the ability to assess clients’ needs Excellent communication abilities, including writing, speaking and active listening Effective sales, presentation and customer service skills Good organization and time management skills Apply To This Job