Regulatory Support Associate
Deutsche Bank is a leading global investment bank with a strong presence in the financial services industry. As a Regulatory Support Associate, you will work directly with the Front Office and Operations, providing day-to-day control functions over Private Bank client relationships while engaging in various project work and client account maintenance.
Responsibilities
- Client account maintenance working with our Investment Managers and Customer Service
- Trade management and allocation
- Important daily management reporting utilized by our sales and supervisory teams
- Incoming and outgoing correspondence reviews
- Project work tied to regulatory or servicing initiatives
Skills
- Relevant industry experience in Regulatory & Supervision with Broker/Dealer and/or Private Banking
- Strong risk mindset, but also curious to engage with leadership team to develop new opportunities/enhancements
- Must be detail oriented on specific regulatory controls and have an analytical mindset with the ability to deliver key insights
- Prior experience working with international clientele/organizations preferred
- Excellent communication skills, both written and spoken
- Motivated and enthusiastic team player, able to work with others in a fast-paced, independent, and dynamic financial environment
- Aspiration for further growth opportunities
- Ability to say ‘no', while being solution focused
- Prior experience working with international clientele/organizations preferred
- Language: English, additional language skills such as Spanish would be preferential, but not required
- FINRA licensing, such as the Series 7, is not required for this role, however, would be encouraged for further development
Benefits
- Health and wellbeing benefits
- Retirement savings plans
- Parental leave
- Family building benefits
- Educational resources
- Matching gift
- Volunteer programs
Company Overview