Registered Investment Advisor Representative

Registered Investment Advisor Representative About This Opportunity Are you a skilled investment advisor who's proven you can build lasting client relationships and grow a book of business—but tired of the endless cold calling and door knocking? We're seeking an experienced advisor to join our growing firm where qualified leads flow consistently, allowing you to focus on what you do best: building relationships and serving clients.

Compensation

Range: $95,000 - $350,000 annually The Role As a Registered Investment Advisor Representative, you'll work with pre-qualified prospects actively seeking financial guidance. Our sophisticated lead generation systems identify "money in motion" opportunities, so you can invest your time in meaningful client conversations rather than prospecting. This is a remote position with flexibility across time zones, ideal for advisors who value work-life balance while maintaining a professional, client-first approach.

What You'll Do

• Build and nurture client relationships through our proven processes and methodologies
• Conduct comprehensive financial planning and investment advisory services
• Work collaboratively with our team to deliver exceptional client outcomes
• Leverage our technology platforms and CRM systems to manage client relationships efficiently
• Convert qualified leads into long-term client partnerships
• Maintain compliance with all SEC, FINRA, and regulatory requirements

Required Qualifications

Licensing & Credentials:

• Active Series 65 license, OR
• Active Series 7 AND Series 63 licenses

Experience:

• Minimum 3 years as a practicing investment advisor
• Documented track record of independently building a book of business through relationship development and systematic processes
• Proven ability to follow structured methodologies while adapting to client needs

Background:

• Clean regulatory and compliance history (required)
• Spotless background check and U4 record

Skills & Attributes:

• Technologically adaptive—comfortable with modern CRM, portfolio management, and communication platforms
• Strong team collaborator with excellent communication skills
• Self-motivated with ability to work independently in a remote environment
• Flexible schedule to accommodate clients across multiple time zones

What We Offer

The Game-Changer: Forget cold calling and door knocking. We generate more qualified leads than our current team can handle, giving you a consistent pipeline of prospects who are actively seeking advisory services. Compensation:

• Base + performance structure ranging from $95,000 to $350,000 annually
• Income tied directly to your ability to convert and serve clients

Work Environment:

• Remote position with true flexibility
• Access to sophisticated technology platforms and tools
• Comprehensive compliance support for SEC, FINRA, and IRS requirements
• Collaborative team environment despite remote structure

Growth Opportunity:

• Join a growing firm with 40+ integrated financial applications
• Be part of an innovative company investing heavily in technology and client service infrastructure

How to Apply

Please submit your resume along with a brief cover letter addressing:

• Your licensing status (Series 65 or 7/63)
• A specific example of how you've built client relationships and grown your book of business
• Your approach to following processes while maintaining client-centered service

We are an equal opportunity employer committed to building a diverse and inclusive team. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability status, protected veteran status, or any other characteristic protected by law. Background checks and regulatory history reviews will be conducted for all final candidates. Pay: $95,000.00 - $350,000.00 per year Benefits:

• 401(k)
• Professional development assistance

Application Question(s):

• This role is subject to criminal background and credit history checks due to regulatory obligations and firm policies. Are you able to successfully pass these checks, as permitted by law?
• Do you hold a Series 65 license OR a Series 7 AND Series 63?

Work Location: Remote Apply tot his job Apply To this Job